Authority for the Financial Markets - AFM High-Tier
The Authority for the Financial Markets (AFM) is an independent market conduct authority that supervises the operation of the financial markets in the Netherlands. It was established in 2002. The AFM is responsible for: Protecting consumers from financial fraud Promoting fair competition in the financial markets Ensuring the stability of…
Autorité des Marchés Financiers - AMF High-Tier
The Autorité des Marchés Financiers (AMF) is the independent regulatory authority for the financial markets in France. Established in 2003, the AMF plays a crucial role in safeguarding investors and ensuring the integrity of the French financial system. Key Responsibilities Investor Protection: The AMF prioritizes the protection of investors by…
Autorité des Marchés Financiers - AMF High-Tier
The Autorité des marchés financiers (AMF) is the regulatory body overseeing Québec’s diverse financial sector. Established in 2004, the AMF plays a crucial role in safeguarding consumers, ensuring fair markets, and promoting financial education within the province. Consumer Protection and Market Integrity: The AMF prioritizes consumer protection by setting and…
Alberta Securities Commission - ASC High-Tier
The Alberta Securities Commission (ASC) is the regulatory agency responsible for administering securities laws in Alberta, Canada. The ASC’s mandate is to protect investors and promote fair, efficient, and transparent capital markets. The ASC offers a variety of investor protection resources, including: Investor education materials on a variety of topics,…
Australian Securities and Investments Commission - ASIC Top-Tier
The Australian Securities and Investments Commission (ASIC) is Australia’s regulator for corporate, markets, financial services, and consumer credit. Established in 1991, ASIC aims to ensure the integrity of the financial system and protect consumers, investors, and creditors. History ASIC started as the Australian Securities Commission (ASC) in 1991, replacing the…
Bundesanstalt für Finanzdienstleistungsaufsicht - BaFIN High-Tier
The Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) is the German Federal Financial Supervisory Authority. It is responsible for regulating banks, insurance companies, and securities firms in Germany. The BaFin also oversees the activities of investment funds, financial exchanges, and payment institutions. BaFin Mission The BaFin’s mission is to ensure the stability of…
British Columbia Securities Commission - BCSC Top-Tier
The British Columbia Securities Commission (BCSC) is the regulatory agency responsible for overseeing the securities industry in British Columbia, Canada. The BCSC enforces securities law, regulates markets, informs the public, and receives complaints or whistleblower tips. What the BCSC does Enforces securities law: The BCSC enforces the Securities Act, the…
Bermuda Monetary Authority - BMA Low-Tier
The Bermuda Monetary Authority (BMA) is the main regulatory body overseeing Bermuda’s financial services sector. Established in 1969, the BMA plays a critical role in maintaining the stability and integrity of the financial system in Bermuda. Key Functions Regulation and Supervision: The BMA oversees financial institutions including banks, insurance companies,…
Central Bank of Ireland - CBI High-Tier
The Central Bank of Ireland, established in 1943, is the primary financial regulator for Ireland, ensuring the stability and integrity of the financial system. It plays a central role in monetary policy, financial regulation, and consumer protection. Key Functions Regulation and Supervision: The Central Bank of Ireland regulates over 10,000…
The Central Bank of Russian Federation - CBR High-Tier
The Central Bank of the Russian Federation, also known as the Bank of Russia, serves as the central bank of Russia, established in 1990 to manage the Russian currency, the ruble, and ensure its stability through comprehensive monetary policies and financial regulation. Key Functions Monetary Policy Implementation: The Bank of…
Commodity Futures Trading Commission - CFTC High-Tier
The Commodity Futures Trading Commission (CFTC) is a crucial regulatory agency in the United States, overseeing the futures, options, and derivatives markets. Established in 1974 under the Commodity Futures Trading Commission Act, the CFTC’s mission is to foster open, transparent, competitive, and financially sound markets. Key Functions Market Oversight: The…
Portuguese Securities Market Commission - CMVM High-Tier
The Portuguese Securities Market Commission (CMVM) is the regulatory body responsible for overseeing the securities and other financial instruments markets in Portugal. Established to promote investor protection and ensure the functioning of efficient and transparent financial markets. Key Responsibilities Market Supervision: The CMVM supervises and regulates activities in the securities…
Comisión Nacional del Mercado de Valores - CNMV High-Tier
The National Securities Market Commission (CNMV) is the regulatory authority responsible for supervising and inspecting the Spanish securities markets and the entities that participate in them. Established by the Securities Market Law of 1988, the CNMV ensures the transparency, security, and proper functioning of financial markets in Spain. Key Responsibilities…
Comisión Nacional de Valores - CNV High-Tier
The Comisión Nacional de Valores (CNV) of Argentina is the regulatory body responsible for overseeing and regulating the Argentine securities market. Established in 1968 under the Public Offering Law (Law 17.811), the CNV works to ensure the transparency, efficiency, and stability of the financial markets in Argentina. Key Roles and…
Commissione Nazionale per le Società e la Borsa - CONSOB Top-Tier
The Commissione Nazionale per le Società e la Borsa (CONSOB) is the regulatory authority responsible for overseeing the Italian securities market. Established in 1974, CONSOB’s primary roles include ensuring transparency, protecting investors, and maintaining the integrity of the financial markets in Italy. Key Functions and Responsibilities Market Regulation: CONSOB regulates…
Canadian Securities Administrators - CSA High-Tier
The Canadian Securities Administrators (CSA) is an umbrella organization that coordinates and harmonizes regulation for the securities markets across Canada’s provinces and territories. Established to improve the efficiency and effectiveness of the Canadian capital markets, the CSA aims to protect investors and enhance public confidence in the securities industry. Key…
Commission de Surveillance du Secteur Financier - CSSF High-Tier
The Commission de Surveillance du Secteur Financier (CSSF) is the financial regulatory agency for Luxembourg, ensuring the stability and integrity of the financial markets within the country. It oversees a broad range of entities, including banks, investment funds, and other financial service providers. Key Functions and Responsibilities Prudential Supervision: The…
Comissão de Valores Mobiliários - CVM Mid-Tier
The Comissão de Valores Mobiliários (CVM) is Brazil’s securities market regulator, established on December 7, 1976, by Law No. 6,385/76. The CVM is an independent administrative authority associated with the Ministry of Finance, tasked with overseeing, regulating, and developing Brazil’s securities market to ensure its proper functioning, fairness, and transparency.…
Cyprus Securities and Exchange Commission - CySEC High-Tier
The Cyprus Securities and Exchange Commission (CySEC) is the principal regulatory authority for the securities market in Cyprus. Established under the Securities and Exchange Commission Law of 2001, CySEC is tasked with overseeing the operation and compliance of the financial markets in Cyprus to ensure their integrity and stability. Key…
Dubai Financial Services Authority - DFSA Mid-Tier
The Dubai Financial Services Authority (DFSA) is the regulatory authority for the Dubai International Financial Centre (DIFC), tasked with overseeing financial services conducted within this financial free zone. Established to promote the growth and development of financial services in the DIFC, the DFSA ensures adherence to international standards. Key Functions…
Financial Conduct Authority - FCA Top-Tier
The Financial Conduct Authority (FCA) is the regulatory body for financial services firms and financial markets in the United Kingdom. Established on April 1, 2013, it aims to ensure that financial markets are honest, fair, and effective so that consumers get a fair deal. Key Functions and Responsibilities Regulatory Oversight:…
Finansinspektionen - FI High-Tier
Finansinspektionen (FI) is the financial supervisory authority of Sweden, responsible for regulating and overseeing the Swedish financial markets. Its primary mission is to promote a stable and efficient financial system which is characterized by high levels of consumer protection and confidence. Key Functions and Responsibilities Regulatory Oversight: FI monitors and…
Financial Market Supervisory Authority - FINMA Top-Tier
FINMA serves as the independent regulatory body for the Swiss financial market. Established to ensure that Switzerland’s financial markets function effectively, it is responsible for supervising banks, insurance companies, securities dealers, and other financial intermediaries. Key Functions and Responsibilities Regulatory Supervision: FINMA is charged with overseeing the compliance of financial…
Financial Markets Authority - FMA Top-Tier
The Financial Markets Authority (FMA) of New Zealand, established in 2011, is the principal regulator of financial markets in New Zealand. It aims to ensure these markets are fair, efficient, and transparent, and that they provide a robust environment for investors. Key Functions and Responsibilities Regulatory Oversight: The FMA oversees…
Financial Market Authority - FMA Mid-Tier
The Financial Market Authority (FMA) of Austria is the integrated regulator for the Austrian financial market, established to ensure the proper functioning and stability of the financial system. It supervises a wide range of financial services including banks, insurance companies, pension companies, and the securities market. Key Functions and Responsibilities…
Financial Services Authority - FSA Low-Tier
The Financial Services Authority (FSA) of Saint Vincent and the Grenadines regulates and supervises non-bank financial entities to promote stability and public confidence in the financial system. Established under the FSA Act No. 33 of 2011, the authority ensures compliance with statutory obligations and provides oversight through risk-based supervision strategies,…
Danish Financial Supervisory Authority - FSA Mid-Tier
The Danish Financial Supervisory Authority (DFSA) is the regulatory body responsible for overseeing financial institutions in Denmark, including banks, insurance companies, and pension funds. Its primary aim is to ensure the stability and integrity of the Danish financial market. Key Functions and Responsibilities Regulatory Oversight: The DFSA supervises financial undertakings…
Financial Services Agency - FSA Top-Tier
The Financial Services Agency (FSA) of Japan is the regulatory body responsible for overseeing banking, securities and exchange, and insurance sectors in Japan. This agency plays a critical role in ensuring the stability of Japan’s financial system and protecting the interests of depositors, insurance policyholders, and securities investors. Key Functions…
Finanstilsynet Financial Supervisory Authority - FSA Mid-Tier
The Financial Supervisory Authority of Norway, known as Finanstilsynet, is the regulatory body responsible for overseeing the Norwegian financial markets. This includes supervision of banking, insurance, and securities trading sectors within Norway. Key Functions and Responsibilities Regulatory Supervision: Finanstilsynet ensures that financial institutions operate in a sound and proper manner,…
Financial Supervisory Authority - FSA Mid-Tier
The Romanian Financial Supervisory Authority (ASF or FSA) regulates and supervises the insurance, private pension, and capital markets in Romania. Established as an autonomous, specialized, independent, and self-financed administrative authority, ASF aims to ensure the stability and integrity of Romania’s financial markets. Key Functions and Responsibilities Regulatory Supervision: ASF oversees…
Financial Services Authority - FSA Low-Tier
The Financial Services Authority (FSA) of Seychelles is the regulatory body overseeing the non-bank financial services sector in Seychelles. Established under the Financial Services Authority Act of 2013, the FSA aims to license, regulate, and supervise non-bank financial services to ensure integrity, transparency, and efficiency within the sector. Key Functions…
Financial Services Board - FSB Mid-Tier
The Financial Services Board (FSB) was the regulatory authority overseeing the non-banking financial sector in South Africa. It was established to ensure the integrity, stability, and efficiency of the financial markets, thereby protecting investors and promoting consumer confidence. Key Functions and Responsibilities Regulatory Supervision: The FSB was responsible for supervising…
Financial Services Commission - BVIFSC Low-Tier
The British Virgin Islands Financial Services Commission (BVIFSC) is the regulatory authority responsible for overseeing financial services conducted within and from the British Virgin Islands (BVI). Established by the Financial Services Commission Act of 2001, the BVIFSC regulates, supervises, and inspects all financial services in the BVI, ensuring compliance with…
Financial Supervision Commission - FSC High-Tier
The Financial Supervision Commission (FSC) is the regulatory body overseeing Bulgaria’s non-banking financial sector. Established on March 1, 2003, under the Financial Supervision Commission Act, the FSC operates independently from the executive authority and reports its activities to the National Assembly of the Republic of Bulgaria. Key Functions and Responsibilities…
Financial Services Commission - FSC Low-Tier
The Financial Services Commission (FSC) is the regulatory body responsible for the non-bank financial services sector and global business in Mauritius. Established in 2001, the FSC operates under several acts, including the Financial Services Act, the Insurance Act, the Securities Act, and others. Its mission is to regulate, supervise, and…
Financial Sector Conduct Authority - FSCA Mid-Tier
The Financial Sector Conduct Authority (FSCA) is the regulatory body responsible for market conduct regulation and supervision of financial institutions in South Africa. Established under the Financial Sector Regulation Act of 2017, the FSCA aims to ensure a fair, efficient, and stable financial market that supports consumer protection and financial…
Financial Services and Markets Authority - FSMA High-Tier
The Financial Services and Markets Authority (FSMA) is the regulatory body overseeing financial markets and services in Belgium. Established on April 1, 2011, the FSMA is an autonomous public institution tasked with ensuring the integrity and proper functioning of the financial markets, protecting consumers, and enhancing financial education. Key Functions…
Gibraltar Financial Services Commission - GFSC Low-Tier
The Gibraltar Financial Services Commission (GFSC) is the regulatory authority responsible for overseeing financial services in Gibraltar. Established to ensure the stability, integrity, and transparency of the financial market, the GFSC regulates a broad range of financial services and institutions. Key Functions and Responsibilities Regulatory Supervision: The GFSC supervises banks,…
Hellenic Capital Market Commission - HCMC Mid-Tier
The Hellenic Capital Market Commission (HCMC) is the regulatory authority responsible for supervising and regulating the securities markets and professionals involved in securities transactions in Greece. Established to promote the transparency and orderly functioning of the capital market, HCMC ensures investor protection and the effective operation of the securities market.…
International Financial Services Commission - IFSC Low-Tier
The International Financial Services Commission (IFSC) of Belize is responsible for regulating and supervising the international financial services industry in the jurisdiction. As a statutory body, the IFSC focuses on ensuring that the services offered by entities registered under Belize’s financial regulations comply with international standards for financial practices. Key…
Jersey Financial Services Commission - JFSC High-Tier
The Jersey Financial Services Commission (JFSC) is the independent financial regulator for Jersey, Channel Islands, overseeing banking, funds, insurance, and general financial services. Established to safeguard the integrity and stability of Jersey’s financial system, the JFSC also focuses on investor protection and maintaining the island’s reputation as a responsible international…
Polish Financial Supervision Authority - KNF High-Tier
The Polish Financial Supervision Authority (KNF) is the central regulatory body responsible for overseeing the banking, capital markets, insurance, pension system, and financial intermediaries in Poland. Its primary mission is to ensure the stability and proper functioning of the country’s financial system, to enhance the competitiveness of the financial markets,…
Monetary Authority of Singapore - MAS Top-Tier
The Monetary Authority of Singapore (MAS) is the central bank and integrated financial regulator of Singapore. Established in 1971, MAS oversees all elements of monetary policy, banking, insurance, securities, and the financial sector in Singapore. Key Functions and Responsibilities Monetary Policy and Financial Regulation: MAS formulates and implements monetary policy,…
Malta Financial Services Authority - MFSA High-Tier
The Malta Financial Services Authority (MFSA) is the primary regulator for financial services in Malta, overseeing a diverse range of sectors including banking, insurance, investment services, and pensions. Established by the Malta Financial Services Authority Act, the MFSA also plays a pivotal role in consumer protection, ensuring the integrity of…
Mwali International Services Authority - MISA Low-Tier
The Mwali International Services Authority (MISA) is the regulatory body for the autonomous island of Mohéli (Mwali), part of the Comoros Union. It oversees the financial and corporate services sector, providing regulatory supervision and licensing. MISA is dedicated to ensuring compliance with international financial standards and promoting Mohéli as a…
Nova Scotia Securities Commission - NSSC High-Tier
The Nova Scotia Securities Commission (NSSC) is the provincial regulatory agency responsible for overseeing the securities industry in Nova Scotia, Canada. It aims to protect investors and enhance the fairness and efficiency of the securities market through effective regulation and enforcement. Key Functions and Responsibilities Regulatory Oversight: The NSSC regulates…
National Securities and Stock Market Commission - NSSC High-Tier
The National Securities and Stock Market Commission (NSSMC) of Ukraine is the regulatory body responsible for overseeing the capital markets and securities transactions within Ukraine. Established to ensure the orderly and efficient functioning of the securities markets, the NSSMC plays a critical role in investor protection and market integrity. Key…
Ontario Securities Commission - OSC High-Tier
The Ontario Securities Commission (OSC) is an independent Crown agency responsible for regulating the capital markets in Ontario. It plays a crucial role in ensuring that Ontario’s financial markets operate fairly, efficiently, and transparently. Established in 1932 to enforce the provisions of the Securities Act and the Commodity Futures Act,…
Securities Commission - SC Mid-Tier
The Securities Commission Malaysia (SC) is the primary regulatory authority overseeing the capital markets in Malaysia. Established on March 1, 1993, under the Securities Commission Act 1993, the SC is a self-funded statutory body dedicated to regulating and systematically developing the Malaysian capital market. Key Functions and Responsibilities Regulatory Oversight:…
Securities Commission Of the Bahamas - SCB Mid-Tier
The Securities Commission of The Bahamas (SCB) is the regulatory body responsible for overseeing the securities industry in The Bahamas. Established in 1995, the SCB plays a critical role in the development and regulation of a competitive financial services sector, ensuring regulatory excellence and the protection of investors. Key Functions…
Securities & Exchange Commission - SEC Top-Tier
The Securities and Exchange Commission (SEC) is the principal regulatory body overseeing the securities industry in the United States. Established in 1934 as a response to the stock market crash of 1929, the SEC’s mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. Key…
Securities and Exchange Commission - SEC Mid-Tier
The Securities and Exchange Commission (SEC) of the Philippines is the national regulatory body tasked with overseeing the corporate sector, capital market participants, and securities and investment instruments market in the Philippines. Established on October 26, 1936, by Commonwealth Act No. 83, the SEC aims to foster a fair, efficient,…
The Securities and Exchange Commission - SEC High-Tier
The Securities and Exchange Commission (SEC) of Thailand is the primary regulatory body overseeing the securities and capital markets in Thailand. The SEC was established under the Securities and Exchange Act B.E. 2535 (1992) with the aim to develop and regulate the Thai capital market, ensuring its efficiency, fairness, and…
Securities and Futures Commission - SFC Top-Tier
The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong’s securities and futures markets. The SFC aims to ensure market integrity, transparency, and fairness, as well as to protect investors. Key Functions and Responsibilities Regulatory Supervision: The SFC regulates the securities…
Superintendencia del Mercado de Valores - SMV Mid-Tier
The Superintendencia del Mercado de Valores (SMV) is the regulatory authority responsible for overseeing the securities markets in Panama. It was established by Law 67 of September 1, 2011, replacing the former National Securities Commission. The SMV aims to ensure the integrity, transparency, and orderly functioning of Panama’s securities markets.…
Vanuatu Financial Services Commission - VFSC Low-Tier
The Vanuatu Financial Services Commission (VFSC) is the primary regulatory body overseeing financial services in Vanuatu. Established in 1993 to maintain the integrity and stability of Vanuatu’s financial sector, the VFSC is responsible for the licensing, supervision, and regulation of financial institutions and service providers operating within the country. Key…
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