Comissão de Valores Mobiliários – Brazil

Mid-Tier REGULATOR
cvm
Established in 1976
  • Website
https://www.gov.br/cvm/
  • Jurisdiction
Brazil
  • Phone
+55 (21) 3554-8686)
  • Address
Rua Sete de Setembro 111 - Centro - CEP: 20050-901. Rio de Janeiro/RJ
  • Owned by
Government

CVM - Regulator Overview

The Comissão de Valores Mobiliários (CVM) is Brazil’s securities market regulator, established on December 7, 1976, by Law No. 6,385/76. The CVM is an independent administrative authority associated with the Ministry of Finance, tasked with overseeing, regulating, and developing Brazil’s securities market to ensure its proper functioning, fairness, and transparency.

Key Functions and Responsibilities

  • Regulation and Supervision: The CVM regulates and supervises the Brazilian securities market to ensure compliance with legal standards, safeguarding investor interests and maintaining market integrity.
  • Market Development: It plays a key role in developing the securities market through normative actions, aiming to enhance its structure and efficiency.
  • Investor Protection: The CVM focuses on protecting investors by ensuring adequate disclosure of information and enforcing fair practices in the market.

CVM Warnings and Reports

© 2024 AlertoPedia.com. All rights reserved. The content on this website is for informational purposes only and should not be considered financial advice. Links to third-party sites may result in compensation through affiliate partnerships.
How We Rate
how we rate

At AlertoPedia, we rate companies based on several key factors including regulatory status, website status, geographical licensing, and historical data concerning any warnings or sanctions from financial authorities, reflecting the company's trustworthiness. 

Regulatory Influence

The licensing status of a company plays a significant role in our review process. Companies regulated by reputable authorities typically receive a more favorable rating, reflecting their adherence to stringent financial standards and consumer protection laws. 

Ongoing Monitoring

Ratings are initially established based on the most current data available and are subject to change based on new information or regulatory actions. We continuously monitor regulatory actions and company behavior to ensure our ratings remain current and accurate.