Superintendencia del Mercado de Valores – Panama

Mid-Tier REGULATOR
smv
Established in 2011
  • Website
https://supervalores.gob.pa/
  • Jurisdiction
Panama
  • Phone
(507)501-1700
  • Address
Calle 50, Edificio Global Plaza, Piso 8
  • Owned by
Government

SMV - Regulator Overview

The Superintendencia del Mercado de Valores (SMV) is the regulatory authority responsible for overseeing the securities markets in Panama. It was established by Law 67 of September 1, 2011, replacing the former National Securities Commission. The SMV aims to ensure the integrity, transparency, and orderly functioning of Panama’s securities markets.

Key Functions and Responsibilities

  • Regulatory Supervision: The SMV regulates issuers, investment companies, intermediaries, and other market participants to ensure compliance with financial regulations and prevent fraudulent activities.
  • Market Integrity: It enforces legal standards to maintain market integrity, prevent market manipulation, and promote fair trading practices.
  • Consumer Protection: The SMV focuses on protecting investors by ensuring transparency and proper disclosure of information, thereby enabling informed investment decisions.

SMV Warnings and Reports

© 2024 AlertoPedia.com. All rights reserved. The content on this website is for informational purposes only and should not be considered financial advice. Links to third-party sites may result in compensation through affiliate partnerships.
How We Rate
how we rate

At AlertoPedia, we rate companies based on several key factors including regulatory status, website status, geographical licensing, and historical data concerning any warnings or sanctions from financial authorities, reflecting the company's trustworthiness. 

Regulatory Influence

The licensing status of a company plays a significant role in our review process. Companies regulated by reputable authorities typically receive a more favorable rating, reflecting their adherence to stringent financial standards and consumer protection laws. 

Ongoing Monitoring

Ratings are initially established based on the most current data available and are subject to change based on new information or regulatory actions. We continuously monitor regulatory actions and company behavior to ensure our ratings remain current and accurate.