The Securities and Exchange Commission – Thailand
The Securities and Exchange Commission (SEC) of Thailand is the primary regulatory body overseeing the securities and capital markets in Thailand. The SEC was established under the Securities and Exchange Act B.E. 2535 (1992) with the aim to develop and regulate the Thai capital market, ensuring its efficiency, fairness, and transparency.
The SEC is actively involved in enhancing the regulatory framework to accommodate new financial technologies and digital assets. This includes issuing guidelines and regulations for initial coin offerings (ICOs) and cryptocurrencies to ensure investor protection and market integrity.
At AlertoPedia, we rate companies based on several key factors including regulatory status, website status, geographical licensing, and historical data concerning any warnings or sanctions from financial authorities, reflecting the company's trustworthiness.
Regulatory Influence
The licensing status of a company plays a significant role in our review process. Companies regulated by reputable authorities typically receive a more favorable rating, reflecting their adherence to stringent financial standards and consumer protection laws.
Ongoing Monitoring
Ratings are initially established based on the most current data available and are subject to change based on new information or regulatory actions. We continuously monitor regulatory actions and company behavior to ensure our ratings remain current and accurate.