Ontario Securities Commission – Canada

The Ontario Securities Commission (OSC) is an independent Crown agency responsible for regulating the capital markets in Ontario. It plays a crucial role in ensuring that Ontario’s financial markets operate fairly, efficiently, and transparently.

Established in 1932 to enforce the provisions of the Securities Act and the Commodity Futures Act, the OSC aims to protect investors, foster fair and efficient markets, and contribute to the stability of the financial system.

Key Functions and Responsibilities

• Regulatory Supervision: The OSC regulates securities markets and participants, including brokers, investment advisors, and public companies, ensuring compliance with Ontario’s securities laws.
• Investor Protection: The OSC is dedicated to protecting investors by enforcing rules and regulations that promote transparency and fairness. This includes the development of educational resources to help investors make informed decisions.
• Market Integrity: Through comprehensive monitoring and enforcement actions, the OSC works to prevent fraud, insider trading, and other forms of market misconduct to maintain trust in the financial markets.