Alberta Securities Commission – Canada

The Alberta Securities Commission (ASC) is the regulatory agency responsible for administering securities laws in Alberta, Canada. The ASC’s mandate is to protect investors and promote fair, efficient, and transparent capital markets.

The ASC offers a variety of investor protection resources, including:

• Investor education materials on a variety of topics, such as investing basics, mutual funds, and fraud prevention
• A complaint form for investors who believe they have been the victim of securities fraud
• A toll-free investor helpline

The ASC also provides information on raising capital in Alberta, including:

• Requirements for issuers of securities
• Exemptions from registration requirements
• Filing fees

The ASC is committed to protecting investors and promoting fair, efficient, and transparent capital markets in Alberta.